37 A 公司為一家從事航運的上櫃公司，今該公司擬現金發行新股，依證券交易法第 28 條之 1 規定，下 列敘述何者錯誤？
(A) A 公司若有主管機關認為無須或不適宜對外公開發行者，得不提撥發行新股總額之一定比率，對 外公開發行
(B)主管機關得規定 A 公司提撥發行新股總額之一定比率，以時價向外公開發行
(C) A 公司股東會得決議就此次發行新股總額之百分之十二，對外公開發行
(D) A 公司依規定提撥向外公開發行時，同次發行由公司員工承購之價格，應與向外公開發行之價格 相同

61 Sean submitted and Rene accepted a bid to supply approximately 4,000 tons of trap rock for an airport at a unit price. The parties executed a standard form of “Invitation, Bid, and Acceptance (Short From Contract)” supplied by Rene, including typed terms “to be delivered to project as required,” “delivery to start immediately,” and “cancellation by Rene may be effected at any time.” However,______   requires that Rene orders and accepts the rock within a reasonable time unless Rene has given Sean a notice of intent to cancel. (A) good faith (B) good feeling (C) good intent (D) good will

62 Securities law intervenes in corporate governance in several ways. From the example of Taiwan’s securities law, which of the following does not reflect this intervention? (A) Companies cannot solicit and receive proxy from shareholders freely. (B) Companies need to make a public financial disclosure every season or year. (C) A certain number of independent directors are required for newly listed companies. (D) When issuing new stock, participating underwriters need to have licenses, meet strict qualifications, and cannot be bypassed.

63______   is a public offer to stockholders of a listed company to exchange their shares for cash or securities bypassing the centralized securities exchange market or the over-the-counter market. (A) Public issuing (B) Treasury stock (C) Tender offer (D) Proxy solicitation

64 Adoption of criminal statutes requiring consideration of______   impact statements during the sentencing stage aims to provide various information about the crime with the court. (A) victory (B) victim (C) vicarious (D) vice

65 _________could be awarded in addition to actual damages when the defendant acted with recklessness, malice, or deceit. (A) Compensatory damages (B) Nominal damages (C) Punitive damages (D) Consequential damages

66 The 1943 decision, West Virginia State Board of Education v. Barnette, _________  a law compelling public school students to salute the flag. Justice Jackson wrote that“[I]f there is any fixed star in our constitutional constellation, it is that no official, high or petty, can prescribe what shall be orthodox in politics, nationalism, religion or other matters of opinion, or force citizens to confess by word or act their faith therein.” (A) upheld (B) struck down (C) sustained (D) overhauled

67 Which of the following is not a constitutional limit on government power? (A) Check and balance (B) Judicial review (C) Ban on ex post facto laws (D) Presidential immunity

68 In this case we are asked to reconsider Austin v. Michigan Chamber of Commerce, 494 U.S. 652 (1990). It has been noted that “Austin was a significant departure from ancient First Amendment principles.” We agree with that conclusion and hold that stare decisis does not compel the continued _________  of Austin. (A) resistance (B) forbearance (C) disapproval (D) acceptance

69 In a civil case, _________  are a trivial sum of money awarded to a plaintiff whose legal right has been technically violated but who has not established that they are entitled to compensatory damages because there was no accompanying loss or harm. (A) nominal damages (B) trivial awards (C) declaratory compensations (D) punitive damages

70 A _________  is a ruling entered by a trial judge after determining that there is no legally sufficient evidentiary basis for a reasonable jury to reach a different conclusion. (A) summary judgement (B) directed verdict (C) judgement of dismissal (D) judgement notwithstanding the verdict

114年 - 114-1 司法官特種考試_三等_司法官及律師、專技高考_律師_各類科：綜合法學(二)（公司法、保險法、票據法、證券交易法、強制執行法）#129331

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